Compliance Agreements
2023
2021
- Anderanik Pakbegi (compliance agreement issued on December 3, 2021)
- David Berlin (compliance agreement issued on September 13, 2021)
- Daniel Berlin (compliance agreement issued on July 14, 2021)
- Dennis Theman (compliance agreement issued on June 29, 2021)
- Robert Gibbs (compliance agreement issued on February 25, 2021)
2020
- Norda Stelo Inc. (compliance agreement issued on April 3, 2020)
- Sonny Moroz (compliance agreement issued on March 11, 2020)
- Naghibollah Noori (compliance agreement issued on February 6, 2020)
- Valerie Pankiw (compliance agreement issued on January 10, 2020)
2019
- Axor Experts-Conseils inc. (compliance agreement issued on August 27, 2019)
- Groupe AXOR inc. (compliance agreement issued on August 27, 2019)
- Charnjit Brar (compliance agreement issued on August 15, 2019)
- Julian Mirza (compliance agreement issued on August 15, 2019)
- David Moist (compliance agreement issued on August 15, 2019)
- Marlene Moist (compliance agreement issued on August 15, 2019)
- Orest Ihor Teply (compliance agreement issued on August 15, 2019)
- Dominique Breau (compliance agreement issued on April 23, 2019)
- Beina Zhu (compliance agreement issued on February 15, 2019)